Planning Briefs
Investors Beware: SEC Is Struggling Amid Covid
Published November 3, 2020, 9:00 p.m. EDT
The Enforcement Division of the U.S. Securities and Exchange Commission released its annual report yesterday. Since it's probably not on your reading list, here are highlights investors need to know.
Policing Securities During Covid. "By mid-March, the entire Division had transitioned to mandatory telework and essentially all of our operations were conducted remotely," says Stephanie Avakian, director of the enforcement division at the SEC.
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